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KCD FORMS

Forms for transforming new business.

ORIENTATION & GUIDANCE

Operational binders for orientation and

TOOLS

Imformational tools to aid you, your business and your clients.

 

PRODUCTS

Product list and vendors.

CONTINUING EDUCATION

Your link to AI Insight.

STATE REGISTRATIONS

KCD carries state registrations for Securities, Insurance & SEC Registered Investment Advisors.

RETAIN YOUR CLIENTS and get a 12% discount offered to all KCD Reps!

Emerald offers newsletters, seminar workbooks and invitations, websites and more. Emerald’s "New Retirement" program goes beyond the traditional seminar and helps your representatives reach baby boomers! The New Retirement’s powerful format begins with an intriguing dinner “sizzle” seminar that compels participants to attend a series of advanced educational workshops. This is the only retail seminar on the market that gives your representatives the power of a single-evening dinner program combined with the strength of a multi-evening event.

Preview Samples

or visit www.emeraldconnect.com
To order, call an Emerald Marketing Consultant at 800-233-2834.


KCD Partners To Support Your Total Business

KCD has partnered with select Field Marketing Organizations (FMO) that offer you support in building your total business. Although KCD does not necessarily wish to promote non-securities products, we clearly recognize it can be an important part of your client's portfolio ... and isn't that really what's most important? Please feel free to contact the KCD home office for additional information.


Educational Tools for 529 Plans

These tools are provided by FINRA to aid you in analyzing and comparing the tax advantages of state sponsored plans and the necessary client education and disclosures you need to cover when writing 529 Plans in the clients' home state or other states. Please review these valuable documents before writing 529 business.

Educational Tools

Download Our Compliance Manual in PDF form

Including:

  • Anti Money Laundering
  • Business Continuity Planning
  • RIA Manual
  • Supervisory Control Procedures
  • Written Supervisory Procedures

 

Compliance Manual

 


 

In Business Since 2003

Our Rep’s average tenure is over 8 years with our firm.

Over 85 Combined Licensed Years of Experience

Our back office has navigated through the up and down cycles and ever changing regulation changes.

Over 100m Assets Under Management

We have seen considerable growth in the past few years!

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck