Company Culture

Company Culture

Welcome to KCD Financial, Inc., a fully introducing broker/dealer, a registered investment adviser, and insurance agency.

Company Culture

The principals at KCD Financial bring over 85 years combined experience in various aspects of the securities industry and well over 100 years in the business world. We’ve combined the strengths of our diverse backgrounds to create a premier broker dealer designed to best serve the independent broker-dealer and investment advisor community.

A look into our practice

We strive to provide the advanced services and support of larger broker dealers without the corporate mandates and red tape.

Representatives will find easily accessible back office support, resulting in streamlined operations to process business, meet all your brokerage and advisory needs, and preserve your independence to choose your individual avenue to success.

KCD has formed valuable partnerships with leading financial institutions and works closely with them to maintain solid and beneficial relationships that provide clients with quality financial products.

KCD representatives are free to choose the investments that are in their clients’ best interest, free of sales quotas or proprietary product requirements.

We invite you to take a look at what we have to offer and consider your independence and work life balance through KCD Financial, Inc.

 
Know More

IN BUSINESS SINCE 2003

Our Rep’s average tenure is over 8 years with our firm.

OVER 85 COMBINED LICENSED YEARS OF EXPERIENCE

Our back office has navigated through the up and down cycles and ever changing regulation changes.

OVER 100M ASSETS UNDER MANAGEMENT

We have seen considerable growth in the past few years!

KCD Financial, Inc., based out of Green Bay Wisconsin, is a nationwide registered introducing broker/dealer.

Why KCD?

  • Independence
     
  • Personal Control
     
  • Life work balance
     
  • Back office support
     
  • No proprietary products
     

Support

  • Minimized paperwork and administration
     
  • Thorough but sensible compliance
     
  • Education on Product
     
  • Competitive Payout
     

KCD is registered with the SEC as a fully introducing Registered Investment Adviser.

John Doe

Third Party Asset Managers

KCD has partnered with multiple third party asset managers to manage the assets of the asset owner.

Nix Maxwell

STAY COMPLIANT

Allow us to deal with the compliance complexity while you assist clients and build your business.

 
KCD has secured preferred contracts with major insurance carriers as well as preferred IMO/FMO’s who can assist you with advanced insurance sales support.

Paid through KCD

  • Paid through KCD Grid
  • Variable Life
  • Variable Annuity
  • Any Variable Product

Paid as Outside Business

  • KCD is not involved in these activities
  • Fixed Products
  • Fixed Annuity
  • Index Annuity
  • All Fixed Product
  • P&C NOT covered by KCD E&O

In Business Since 2003

Our Rep’s average tenure is over 8 years with our firm.

Over 85 Combined Licensed Years of Experience

Our back office has navigated through the up and down cycles and ever changing regulation changes.

Over 100m Assets Under Management

We have seen considerable growth in the past few years!

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck