Company Culture
The principals at KCD Financial bring over 100 years combined experience in various aspects of the securities industry and well over 125 years in the business world. We’ve combined the strengths of our diverse backgrounds to create a premier broker dealer designed to best serve the independent broker-dealer and investment advisor community.
A look into our practice
We strive to provide the advanced services and support of larger broker dealers without the corporate mandates and red tape.
Representatives will find easily accessible back office support, resulting in streamlined operations to process business, meet all your brokerage and advisory needs, and preserve your independence to choose your individual avenue to success.
KCD has formed valuable partnerships with leading financial institutions and works closely with them to maintain solid and beneficial relationships that provide clients with quality financial products.
KCD representatives are free to choose the investments that are in their clients’ best interest, free of sales quotas or proprietary product requirements.
We invite you to take a look at what we have to offer and consider your independence and work life balance through KCD Financial, Inc.
IN BUSINESS SINCE 2003
Our Rep’s average tenure is over 10 years with our firm.
OVER 100 COMBINED LICENSED YEARS OF EXPERIENCE
Our back office has navigated through the up and down cycles and ever changing regulations.
OVER $500 MM ASSETS UNDER MANAGEMENT
We have seen considerable growth in the past few years!
KCD Financial, Inc., based out of Green Bay Wisconsin, is a nationwide registered introducing broker/dealer.
Why KCD?
- Independence
- Personal Control
- Life work balance
- Back office support
- No proprietary products
Support
- Minimized paperwork and administration
- Thorough but sensible compliance
- Education on Product
- Competitive Payout
KCD is registered with the SEC as a fully introducing Registered Investment Adviser.
Third Party Asset Managers
KCD has partnered with multiple third party asset managers to manage the assets of the asset owner.
STAY COMPLIANT
Allow us to deal with the compliance complexity while you assist clients and build your business.
Paid through KCD
- Paid through KCD Grid
- Variable Life
- Variable Annuity
- Any Variable Product
Paid as Outside Business
- KCD is not involved in these activities
- Fixed Products
- Fixed Annuity
- Index Annuity
- All Fixed Product
- P&C NOT covered by KCD E&O